Phillips & Associates

Whistleblower Protection Claims

New York City Attorneys Advancing the Rights of Employees

You can get whistleblower protection under several different laws, including the Dodd-Frank Act, the Sarbanes-Oxley Act, or the False Claims Act. Sometimes you may have a claim under more than one law. Depending on the circumstances, you may have different remedies through the SEC bounty program or the CFTC bounty program. If you are concerned about disclosing apparent wrongdoing by a New York employer, the New York City whistleblower lawyers at Phillips & Associates may be able to help.

Protection for Whistleblowers Disclosing Employer Misconduct

Employees who blow the whistle on their employers' wrongdoing may have protection, depending on the laws that potentially apply. The goal of these laws is to encourage employees to stop, report, or testify about illegal acts by employers, such as violations of securities regulations or making false claims.

Each law defines which whistleblower activity is protected, and to what extent. For example, Sarbanes-Oxley may protect your whistleblowing if you work for a publicly traded company, and you provide information to the SEC and certain other authorities about SEC regulatory violations or federal law violations that constitute fraud against corporate shareholders. For another example, under the False Claims Act, you may be able to file a sealed and initially confidential qui tam action under the False Claims Act if you have evidence that your employer is committing fraud against federal programs or contracts. It can be important to consult a whistleblower attorney in New York City to make sure that you comply with the legal requirements when filing a report.

Taking Action Against Retaliation

Often, these laws prohibit employer retaliation against whistleblowers, and you may have the right to sue if your employer retaliates against you in violation of the law. In many instances, there is a brief window of time within which to pursue a retaliation claim, so it is important to consult an attorney as soon as you believe that you are being subjected to retaliation. It can be a good idea to consult an attorney even before providing information to a governmental authority.

Most whistleblower claims require you to show that you are an employee or person otherwise covered by the whistleblower statute on which you are relying, the defendant is an employer or person who is covered under the whistleblower statute, you engaged in protected activity as a whistleblower, the defendant knew or had knowledge that you engaged in whistleblowing, the defendant retaliated against you at least partly because you engaged in protected activity, and you were terminated or adversely treated with regard to a term or condition of employment.

Your New York City whistleblower attorney may be able to show that the discharge or other adverse action constituted retaliation based on evidence such as the employer's hostile approach to your protected activity, its knowledge of your protected activity, the nature of your protected activity, prior good performance reports, the timing of the discharge or threats, and retaliation against other employees who acted similarly. One of the strongest signs of retaliation is if you had very good performance reports before engaging in the protected activity but received poor performance reports afterward.

Timing is also critical. If you were fired shortly after your employer learned that you reported a securities violation to the SEC under Dodd-Frank, this may be retaliation. Similarly, if you provide a tip about a pump and dump scheme to the CFTC or a securities violation to the SEC, so your employer comes under investigation for it and learns that you gave the tip, and then you are terminated, this may be retaliation.

Contact a Knowledgeable Whistleblower Lawyer in New York City

It is important to retain an experienced attorney if you are planning to report your employer to the authorities. If you are concerned about a whistleblower protection claim in a New York workplace, you should consult an employment litigator. Contact Phillips & Associates at (212) 248-7431 or through our online form for a free consultation. We handle employment litigation in the boroughs of the Bronx, Queens, Brooklyn, and Manhattan; the counties of Westchester, Nassau, and Suffolk; as well as New Jersey, Connecticut and Pennsylvania.

45 Broadway, #620,
New York NY, 10006
Tel: 212-248-7431
Fax: 212-901-2107

Client Reviews
Hands down the best law firm for labor disputes in NYC. Being in the restaurant industry for more than 30 years I can say that this law firm is the number one choice for workers in the restaurant business that need to sue their company for wrongful termination. A special compliment to my lawyer Brittany Stevens. An amazing person and well prepared experienced lawyer. She was professional and empathetic to my case and worked in a time appropriate manner. She never miss a phone call at any hour of the day.The other associates that assisted Brittany were Yusha Hiraman, Eugenio Benvenuto, Kevin Guaranda and Katerina Housos. They were all professional and answered any questions or concerns that I had. Brittany and her team helped me with what I needed, when I needed it. I want to thank them all (especially Brittany), for a job well done. Massimo
Jesse Weinstein handled my discrimination case. He was extremely patient and understanding throughout the process and remained professional and consistent even when I could not. I really felt like he had my back and I didn't have to worry. His expertise, combined with the experience of the Firm, resulted in the best possible outcome of my case. Although I wouldn't wish what I went through on anyone, things do and always will happen and I would highly recommend Jesse and this Firm to anyone facing discrimination or other workplace issues. Karen
I was a client with this law firm. I can't stress enough how awesome and professional the people are here. Silvia & Erica made me feel so comfortable and welcome. I never had to guess anything. Anytime I call, emailed, or even texted. They were always there. If not they would get back to me as soon as possible. My case was not an easy situation for me but I tell you these guys made it seem like it was. I'm so glad that I use Phillip & Phillip. I thank you guys from the bottom of my heart. I am so grateful to have met such awesome, honest, and caring people. Thank you again. Djuana
I highly recommend Parisis (Gerry) Fillippatos with Phillips & Associates to represent you for employment related matters. He and his team were professional, attentive to every detail and brilliant at identifying the legal grounds to win the case. Parisis's communication and delivery were highly articulate and precise. He is personable and makes you feel comfortable in the maze of legal jargon. Finally, his confidence, perseverance and masterful negotiation skills deliver the win. Anonymous
I had an excellent experience with this team! Thanks, Marjorie, Brittany, and Candy for your great support and prompt answers to all my questions. I highly recommend this firm. This team works very hard and I am extremely happy with the results. Ana